5 Factors and Tools to Predict Change Success, AKA Adoption of Your Business Initiative – VinJones

The excerpted post below is part of a two part series that offers change and innovation adoption rate tools.  

It was originally posted here via our main site:  ChangeManagementResources.com

What I like about Kevin's 2-part series is that it is not about the unconvincing ROI, return on investment metric. It is about the powerful effect of stories, examples and case studies that inspire and "spark ...imagination.

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photo:  via @umjanedoan, CC Flickr

Kevin's first post focuses on the five (5) factors to use to predict the rate of adoption. The second post offers tools and templates to give you an adoption rate measurement. 

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Contrary to popular belief, an ROI will not convince them.  ...it is stories and examples and case studies which spark their imagination. ~ Kevin Jones, vinJones.com

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Keep in mind that change and innovation are quite different from each other.  This is particularly highlighted in our two curation streams:  Innovation in Institutions, Will it Blend? and Change Leadership Watch.

Excerpted:

 

Post image for Predict the Adoption of Your Business Initiative – Part 1

 

The Adoption Index

One of my favorite books is Diffusion of Innovations by Everett M. Rogers.  Although this largely academic book was originally written in 1962, it hasn’t lost any of its usefulness.  It explains why innovations and technologies – in the true sense of the word – are adopted, or not, and at what rate.  

1)“Relative advantage is the degree to which an innovation is perceived as better than the idea it supersedes.

 The degree of relative advantage may be measured in economic terms, but social prestige factors, convenience, and satisfaction are also important factors.”

2)“Compatibility is the degree to which an innovation is perceived as being consistent with the existing values, past experiences, and needs of potential adopters.

3)“Complexity is the degree to which an innovation is perceived as difficult to understand and use.

Read the full post for all five factors and the link to part 2 of the series that offers adoption rate tools.

 

 

Predict the Adoption of Your Business Initiative – Part 1

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If only we could predict how quickly our initiatives will be adopted!  Then we could focus on those that will yield high returns and we could reduce the risk of failure.  But… those people!  They always mess things up!  Even when we think we have the perfect product / technology / purpose / program, people mess it up!

While I can’t give you a crystal ball, I have found a useful way to evaluate initiatives and determine a rough prediction of the rate of adoption.  To be honest, this could be for anything – any product, process, technology, social initiative, chore chart program for your kids…  But let’s focus on making major changes within your company.

The Adoption Index

One of my favorite books is Diffusion of Innovations by Everett M. Rogers.  Although this largely academic book was originally written in 1962, it hasn’t lost any of its usefulness.  It explains why innovations and technologies – in the true sense of the word – are adopted, or not, and at what rate.  Rogers explains that there are five factors which have the most weight in the outcome.  I will briefly explain each in context.

1)“Relative advantage is the degree to which an innovation is perceived as better than the idea it supersedes.  The degree of relative advantage may be measured in economic terms, but social prestige factors, convenience, and satisfaction are also important factors.

To many, social technologies are just another thing they have to check.  Rather than realizing that it supersedes anything, they see that it is an addition to what they already have to do.  And they already don’t have enough time!  Convenient?  No way!  Satisfaction when there is perceived information overload?

How do we combat relative advantage when it comes to implementing initiatives at your company?  Contrary to popular belief, an ROI will not convince them.     It will help them get over an obstacle, but I have never seen someone walk away from a presentation on ROI energized and excited to tackle a new organizational project.  At this point it is stories and examples and case studies which spark their imagination.  In a large part, it is a process of education and perceived application.
2)“Compatibility is the degree to which an innovation is perceived as being consistent with the existing values, past experiences, and needs of potential adopters.

When I work with companies, this is often referred to as CULTURE.  What values, traditions, beliefs to employees hold to tightly?  And how does the new technology match up with the culture?  This is an especially tricky one because with social technologies within the workplace it almost always matches up well with the values of the company.  Yet the operative word in the description above is PERCEIVED.  How are social technologies perceived?  As time wasters, one more system to learn, a fun platform, full of noise, and the list goes on.

One way I have broken past this is to show the Party Planning video.  It breaks down preconceived ideas and they suddenly get it.  They had a different perception of what “it” was.  Suddenly they get a peak into what it REALLY is and they realize how well compatible the values really are.
3)“Complexity is the degree to which an innovation is perceived as difficult to understand and use.

This, now so much more than before, is increasingly important.  In this world of clean and simple UIs and Twitter, we feel we should be able to look at something, or read it, or experience it and instantly understand it.  If it takes time (precious time that employees don’t want to give up) to understand, then often it is not worth the effort.

And then if they try and it is as difficult as they thought, this creates another obstacle.  They gave it a try, it wasn’t worth it and so they go back to the old way of working.
4)“Trialability is the degree to which an innovation may be experimented with on a limited basis.

Not all innovations can be experimented with.  For example, a new organizational structure often just needs to happen, rather than be experimented with.  And again, our modern culture has set the expectation of free trials, subsidized technologies and throw away products, ideas, and methodologies.  The danger here is that the latest so-called fad is not experimented with deeply enough to understand it.  We tend to cover the surface, hoping that the learner will dive in deeper.  But they too often do not.

Yet the easier it is to dive in, try it out and come back to their safe place, the more likely it is to be experimented with. The more this happens, the easier it will be to process into their own values.
5) “Observability is the degree to which the results of an innovation are visible to others. The easier it is for individuals to see the results of an innovation, the more likely they are to adopt.

Not only are they looking for the stated result, but they are looking for the unintentional results sometimes even more.  For example, rather than agreeing to forgo a vacation policy and allow each person to keep track of their own, they want not only to know the financial impacts, but if people will abuse the new policy.  To them it may be obvious – again we are talking about perception.

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I must point out that this is only skimming the surface.  To really understand this (and make the tool more useful) I would suggest buying the book and going through at least the first couple of chapters.

In the next post I will explain how we can use these factors to guage the rate of adoption of your initiative.  There will also be examples of how I have used it to show adoption rates.

Tagged as: adoption index, business, business initiatives, diffusion of innovation, evaluation, everett rogers, index, innovation, methodology, social business, social technologies, vinjones

This post is part of a two part series that offer change and innovation adoption rate tools. The first post focuses on the five factors to predict the rate of adoption. The second post offers tools and templates to give you an adopt rate measurement.

What I like is that it is not about the unconvincing ROI. It is about the powerful effect of stories, examples and case studies that inspire and
"spark their imagination. In a large part, it is a process of education and perceived application."

Also keep in mind that change and innovation are quite different from each other.

 

The Beginning of Change Management

Changemanagementcnews

The "unofficial" beginning of change management came in a Consulting News newsletter in the spring of 1995.  Daryl Conner, then calling his company ODR, licensed the change management models and methodologies that many of these firms used.

Change Management was different from Organizational Development.  I will let the newsletter speak for itself.

You can download it here
Posted by Ron Koller
 

Is Change Management a new field?

So I was sitting in a breakout session at the Association for Change Management Professionals in May listening to a semi-well known author talk about change.  Mind you, this guy has no psychology or consulting background to speak of.  He is a coach.  That is fine.  We need coaches too.

Anyhow, the audience was fairly young … many people in the late 20s and early 30s.  

And then he said it …

Change management is a relatively new field having only been around for the past 20 years.

Nobody even blinked.  It was if they all believed that the illustration below was true … a field with as many leaves as this tree, but with almost no roots.

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The problem is that nobody in the room either knew how wrong this statement was or didn't have the energy to correct him.

The reality is that the field of organizational change has been around at least as long as Lewin published his article on Unfreezing-Change-Refreezing in the late 1930s.  He wasn't alone.  Change management scholars Shaul Oreg, Maria Vakola, and Achilles Armenakis published a 60-year review of organizational change studies in February of 2011.  Notice another reference from the 40s:

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The real roots of change management look more like this …

Change_management_roots
Posted by Ron Koller
 

Knowledge, passion & talk power: 3 simple change principles to release it | Change, CMRsite.com & Reveln

Leverage is one reason why leaders work in collaboration as well as hire consultants, who have the gifts & skills of helping create multiple perspectives to help deal with difficult, complex, even wicked problems. This quote rings true in my experience with change projects:   "If knowledge is power, clandestine knowledge is power squared; it can be withheld, exchanged, and leveraged." -- Letty Cottin

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If knowledge is power, clandestine knowledge is power squared; it can be withheld, exchanged, and leveraged. ~ Letty Cottin

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For leveraging reasons, what are some simple to say, yet robust ways that to think about how change happens in change implementation/transformation projects?   The books are legion, yet it’s helpful to revisit a few, simple change principles I often use to complement the work of the theorists and change writers that we have met and use.  These include Kathie Dannemiller for wholescale change, Daryl Conner for change execution and transformation, and John Kotter for his actionable, clear 8 step process. 

 

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Here are my current three change principles:

1)   Knowledge:  Leverage purpose and passion in the microcosm. Gathering people from the organization into a microcosm enables change agents to hear and customize the change approach to use the culture and systems appropriately to leverage early change work.  Beginning work on purpose, connection, passion and yearnings begins here.

A quote that works well with this is:  “What lies behind us and what lies before us are small matters compared to what lies within us.” ~ Ralph Waldo Emerson

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Photo:  "I often do presentations to share my learning & resources, and usually walk away with new "co-created" learning that takes me to another level of understanding about my topic."  --Deb Nystrom at the Center for Independent Learning at the July, 2011 session on Bullying in the Workplace, sharing research about peer networks and peer witnessing.

2)   Passion:  Co-create by getting the whole system in the room. Wholes system work enables change leaders to a) walk the talk that people will own and implement what they're helped to create, b) demonstrate live, with stories and data how to deal with the early snares to increase the success rate of change project and c) set free productive energy which also helps deal with baggage from previous implementations that may have failed, d) build the sense of urgency, the business imperative, and the excitement and vision for the change.  For the big investment of time of creating such an event, it's worth it to do much with so many in the service of clarity of purpose and vision.

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 Time and time again, ...I see that the change journey is not out there, it's inside.   ~ Deb Nystrom

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 A quote that works well with this is:  “What lies behind us and what lies before us are small matters compared to what lies within us.” ~ Ralph Waldo Emerson. Time and time again, demonstrated by the executive coaching side of my own work, I see that the change journey is not out there, it's inside.

3)   Talk:  Leverage the macrocosm with great communication, data and stories to build visible traction. Ensure the best communication tools available (social media and traditional) leverage quick wins and early signs of success, while testing that the organization demonstrates clarity and consistency of message for the change.  Great communication about progress is powerful leverage for change sustainability.

When you winnow down what principles and lessons learned that have worked best in your change experiences, what works best for you?  What key words capture the essence of your favorite change principles?    

--Deb

 

 

This is Your Brain on Change | Contributor: Carol Kinsey Goman, Ph.D.

Don’t you just hate dealing with people who fight against every plan for organizational change? You know the type: They’re disruptive, set in their ways, and highly resistant to change, even when it is obviously in the best interest of the business. Well guess what? New research suggests that those trouble-making, inflexible, change resistors are . . . all of us!
 

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Photo by by Spen H, the artists Dran, via flickr.com

Recent advances in brain analysis technology allow researchers to track the energy of a thought moving through the brain in much the same way as they track blood flowing through the body. And, as scientists watch different areas of the brain light up in response to specific thoughts, it becomes clear that we all react pretty much the same way to change. We try to avoid it.
 
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....as scientists watch different areas of the brain light up in response to specific thoughts, it becomes clear that we all react pretty much the same way to change.
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Most of our daily activities, including many of our work habits, are controlled by a part of the brain called the basal ganglia. These habitual, repetitive tasks take much less mental energy to perform because they have become “hardwired” and we no longer have to give them much conscious thought. “The way we’ve always done it” is mentally comfortable. It not only feels right – it feels good.
 

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Photo:  by Patrick Hoesly via flickr.com

Change jerks us out of this comfort zone by stimulating the prefrontal cortex, an energy-intensive section of the brain responsible for insight and impulse control. But the prefrontal cortex is also directly linked to the most primitive part of the brain, the amygdala (the brain’s fear circuitry, which in turn controls our “flight or fight” response). And when the prefrontal cortex is overwhelmed with complex and unfamiliar concepts, the amygdala connection gets kicked into high gear. All of us are then subject to the physical and psychological disorientation and pain that can manifest in anxiety, fear, depression, sadness, fatigue or anger.
 
It’s no wonder that logic and common sense aren’t enough to get people to sign up for the next corporate restructuring.
 
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 You can’t “sell” change and you can’t lead it with command and control tactics.

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So what’s a change agent to do?
 
1. Make change familiar
With change comes the need for an ongoing communication strategy. It takes a lot of repetition to move a new or complex concept from the prefrontal cortex to the basil ganglia. Continually talking about change and focusing on key aspects will eventually allow the novel to become more familiar and less threatening.
 
2. Let people create change
You can’t “sell” change and you can’t lead it with command and control tactics. But you can provide enough background information (about trends, customer demands, competitive pressure, and other key issues) and a forum for people to reflect on and discuss the implications of those forces for the organization.
 
3. KISS your communication
The prefrontal cortex can deal well with only a few concepts at one time. As tempting as it may be to lump everything you know about the change into one comprehensive chunk - don’t do it. Your job is to help people make sense of complexity by condensing it into two or three critical goals they can understand and absorb.
 
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help people make sense of complexity by condensing it into two or three critical goals they can understand and absorb.

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4. Never underestimate the power of a vision
And, by using the term vision, I’m not referring to a corporate statement punctuated by bullet points. I’m talking about a clearly articulated, emotionally charged, and broad picture of what the organization is trying to achieve.
 

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Photo:  By pinksherbet via CC license, flickr.com

5. Don’t “sugar coat” the truth
The prefrontal cortex is always on guard for signals of danger. When overly optimistic outcomes or unrealistic expectations are exposed (and they always are) the prefrontal cortex switches to high alert – looking for other signs of deception and triggering the primitive brain to respond with feelings of heightened anxiety.
 
 
Author:  Carol Kinsey Goman, Ph.D., presents keynote addresses and seminars for management conferences and major trade associations around the world. She is an expert on helping individuals and organizations thrive on change. Carol is the author of ten books, including “This Isn’t the Company I Joined” and “The Nonverbal Advantage: Secrets and Science of Body Language at Work.” She can be reached by email: cgoman@ckg.com, phone: 510-52601727, or through her web sites: www.ckg.com and www.NonverbalAdvantage.com 

 

How Do You Change An Organizational Culture? | Steve Denning & Forbes, Loup & Koller

The new excerpt from the Forbes post below blends aspects of culture change and leadership, as well as the limitations of single-fix changes such as Lean, Agile, or Scrum or knowledge management, that make progress initially, but then fail to create a sustainable culture change.

Excerpted:

Changing an organization’s culture is one of the most difficult leadership challenges. That’s because an organization’s culture comprises an interlocking set of goals, roles, processes, values, communications practices, attitudes and assumptions.

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The elements fit together as an mutually reinforcing system and combine to prevent any attempt to change it. That’s why single-fix changes, such as the introduction of teams, or Lean, or Agile, or Scrum, or knowledge management, or some new process, may appear to make progress for a while, but eventually the interlocking elements of the organizational culture take over and the change is inexorably drawn back into the existing organizational culture.

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Compliance can be more dangerous to change than resistance to change, because compliance has less energy to convert action than resistance.  ~ R. Loup, R. Koller  

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 To create sustainable change takes the head, heart and hands all working together.  

The Road to Commitment visual features three phases:

1. Expanding Awareness and Understanding
2. Evoking Belief
3. Building Commitment

 

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An example of the heart part of head, heart and hands all working together is:

Phase II, Heart, Belief involves having a tipping point of people in the organization who believe:

  • The change is good for the organization
  • The change is good for me (What’s in it for me? WIIFM)
  • The organization can make the changes necessary to succeed.

This phase involves individual choice to believe or not believe in the change. Without belief, there cannot be commitment.  Compliance is not belief.  Loup and Koller state, in fact, that compliance can be more dangerous to change than resistance to change, because compliance has less energy to convert action than resistance. The goal is to help everyone become engaged in belief.

 

Change Management, Resistance & Commitment - A Closer Look

In the spring of 2010, Rex Foster published an article in the Human Resource Development Quarterly (vol. 21, no. 1) entitled Resistance, Justice and Commitment to Change.  

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What Rex established in his study is that commitment and resistance to change are not two sides of the same coin.  

In most organizations I've worked with, leadership look at employees as either being:
1) for the change effort (commitment),
2) against the change effort (resistance), or
3) on the fence (undecided)

Employee behavior is often thought of as a dichotomy of one side or the other with a dividing line.  Foster's data did not show an inverse correlation between individuals who were committed to the change effort and those who resisted the change effort.

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from flickr

Instead, Foster found that Justice (fairness) was associated with those who were committed (correlated) and resistant (inversely correlated).  Apparently, common sense is not what it always appears to be in work life.

So what does this mean for those of you involved in organizational change initiatives?

You can help your leadership teams by not just labeling departments or divisions as being either OK or Problematic.  A word I often use to break the pattern of thinking is Compliance.  You could use this to evaluate your change efforts as a green light, amber light, and red light method, much like the dashboard concept in the Balanced Scorecard methodology.

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from flickr
Posted by Ron Koller
 

Change Management Rule #1

Change is a threat when done to me, but an opportunity when done by me.

So, which is it in your organization?  Do you do change to people, or do you allow them to create and sustain their own changes?  The real pull is between force and choice.  By the way, the following participation devices are still force pretending to be choice:
  • town hall meetings
  • one-time surveys 
  • kickoff sessions
  • training sessions
  • communication messaging
When you use this lens to judge change management, it is pretty easy to see why nearly all organizational change efforts fail.  It is much, much easier for smaller groups of experts to create solutions and sell them to the rest of the organization.  Employees will only either comply or buy the changes in the short-term.

The magnificent quote that this blog post is about came from Rosabeth Moss Kanter (2010), who first penned a similar phrase 25 years earlier in her book Change Masters.  She was describing the brilliant work of Paul Lawrence documented in an HBR article almost 60 years ago!

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When employees are fully engaged in creating organizational changes, they fight for those changes (not against them).

The challenge is creating a change process where leadership, employees and all other stakeholders each get to create the changes they want ... simultaneously.

References:

Kanter, R.M. (2010, August 23). Seven myths about change to lead by and live by. Harvard Business Review blog. Retrieved from http://blogs.hbr.org/kanter/2010/08/seven-truths-about-change-to-l.html 

Lawrence, P. R. (1954). How to deal with resistance to change. Harvard Business Review, 32(3), 49-57.
Posted by Ron Koller
 

Snappy Video! History, Models, Vision, DVF included, of Change Management > 10 Minutes | Paul Brown‏

This visually rich, recent video with robust change content by Paul Brown provides BOTH a perspective on change management authors since the late 60's through today AND models useful to on dealing with disruptive, chaotic change, all in under 10 minutes.  

The video is suitable for staff meetings discussion about exponential change and what can make a difference in responding and adapting to change as a way of doing business.

Here are several snapshots:
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Snapshots from "A Brief Introduction to Change Management" by Paul Brown, London

The Harvard Business review has starting talking about change now as something that just IS, and that the task is about Change Readiness:

 

Fortunately, an organizational model promoting change readiness provides a promising new perspective on change that has great potential to improve this success rate. In contrast to the static and responsive approach of change management , where change is positioned as an event to be undertaken, a change readiness approach is dynamic and proactive, positioning change simply as business as usual. Making this a part of your company all comes down to how it's communicated.

 

Alvin Toffler, years ago, as referenced in the video, also foreshadowed the change readiness idea using "continuous learning" term.

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Author, Alvin Toffler, citing continuous learning as key to dealing with change.  Photo: by teachernz, Flickr

It's a fresh breath of air in a confusing field, sometimes overwrought with linear management approaches.

For more about the DVF model, see our earlier Change Masters post here which include a free download .pdf of what symptoms present themselves when one of the elements of DVF is missing.  This model & tools, are being added to the updated and growing site:  ChangeManagementResources.com which is ad free, non-partisan, multi-author.

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Photo:  the DVF > R model & article.

--Deb